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Reading the graph
Advisor at ONESEVEN
BEACHWOOD, OH | Yardley, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Oneseven | Independent wealth | Apr 18, 2022 | n/a | yes | BEACHWOOD, OH|Yardley, PA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Nov 13, 2019 | Apr 16, 2022 | no | Philadelphia, PA|Spring House, PA|Philadelphia, PA|Ambler, PA|Southampton, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 7, 2016 | Oct 16, 2019 | no | LAWRENCEVILLE, NJ|Mercerville, NJ|ISELIN, NJ|MERCERVILLE, NJ|MERCERVILLE, NJ|LAWRENCEVILLE, NJ|WEST TRENTON, NJ|LAWRENCE TOWNSHIP, NJ|LAWRENCEVILLE, NJ|PRINCETON, NJ | Previous registration |
| AEGIS CAPITAL CORP. | Bd affiliated wealth | Jul 17, 2014 | Dec 9, 2014 | no | NEW YORK, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 15, 2013 | Jul 15, 2014 | no | PENNINGTON, NJ|NEW YORK, NY|PENNINGTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Oneseven | Apr 16, 2022 | Apr 18, 2022 | 2 | Firm change | Wirehouse to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Oct 16, 2019 | Nov 13, 2019 | 28 | Firm change | Wirehouse to wirehouse |
| AEGIS CAPITAL CORP. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 9, 2014 | Mar 7, 2016 | 454 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AEGIS CAPITAL CORP. | Jul 15, 2014 | Jul 17, 2014 | 2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:79:NJ:2019-10-16 | Oct 16, 2019 | Nov 13, 2019 | PRINCETON, NJ | Firm change |