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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Anthony Miller

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Hermantown, MN | Minneapolis, MN

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Search this name across graphsid dfx:ria:f8dcef5e-7e42-4cf9-e818-a84328a30110

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 29, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 29, 2007
First registration: Jan 22, 2010
Dual registered: yes, broker-dealer
Other names: TONY DONALD MILLER|Anthony Miller|ANTHONY DONALD MILLER
IAPD individual key: 5238846

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 13, 2016	n/a	yes	Hermantown, MN\|Minneapolis, MN\|Hermantown, MN	Current employment
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Sep 11, 2014	Jun 8, 2016	no	ST PAUL, MN\|EDINA, MN\|PLYMOUTH, MN	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 22, 2014	Aug 14, 2014	no	OAKDALE, MN	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jan 22, 2010	Nov 2, 2011	no	ASHLAND, WI\|DULUTH, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCOURSE FINANCIAL GROUP ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 8, 2016	Oct 13, 2016	127	Firm change	Other
WOODBURY FINANCIAL SERVICES, INC.	CONCOURSE FINANCIAL GROUP ADVISORS	Aug 14, 2014	Sep 11, 2014	28	Firm change	Other
SAGEPOINT FINANCIAL, INC.	WOODBURY FINANCIAL SERVICES, INC.	Nov 2, 2011	Jan 22, 2014	812	Firm change after gap	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Oct 13, 2016 to presentfactForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Sep 11, 2014 to Jun 8, 2016factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 22, 2014 to Aug 14, 2014factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jan 22, 2010 to Nov 2, 2011factForm ADV

Dated events

No dated event names this entity yet.