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Advisor at UNITED ADVISOR GROUP
CINCINNATI, OH | Independence, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UNITED ADVISOR GROUP | Independent wealth | Mar 20, 2023 | n/a | yes | CINCINNATI, OH|Independence, OH | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 27, 2017 | Mar 14, 2023 | no | Independence, OH | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Jun 22, 2011 | Nov 1, 2017 | no | STRONGSVILLE, OH|PARMA, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | UNITED ADVISOR GROUP | Mar 14, 2023 | Mar 20, 2023 | 6 | Firm change | Ibd to new firm |
| INVEST FINANCIAL CORPORATION | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Nov 1, 2017 | Oct 27, 2017 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134139:324205:OH:2023-02-20 | Mar 14, 2023 | Mar 20, 2023 | INDEPENDENCE, OH | Firm change |
| 12984:134139:OH:2017-10-17 | Nov 1, 2017 | Oct 27, 2017 | PARMA, OH | Firm change |