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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

KRISTINA PAULINE KECK

Advisor at GALLAGHER FIDUCIARY ADVISORS, LLC

San Francisco, CA

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Search this name across graphsid dfx:ria:f8eb35a5-eb34-24cc-061f-dbb13b2f56d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jan 18, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GALLAGHER FIDUCIARY ADVISORS, LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 15, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Feb 15, 1999
First registration: Jan 18, 2006
Dual registered: yes, broker-dealer
Other names: KRISTINA SITES
IAPD individual key: 3118521

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GALLAGHER FIDUCIARY ADVISORS, LLC	Institutional manager	Oct 2, 2025	n/a	yes	San Francisco, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	May 12, 2023	Oct 6, 2025	no	SAN FRANCISCO, CA\|NOVATO, CA	Previous registration
GLOBAL RETIREMENT PARTNERS LLC	Institutional manager	Sep 17, 2014	Oct 6, 2025	no	SAN FRANCISCO, CA\|SAN RAFAEL, CA	Previous registration
FINANCIAL TELESIS, INC.	Former SEC adviser	Mar 21, 2013	Nov 17, 2014	no	SAN RAFAEL, CA\|SAN FRANCISCO, CA	Previous registration
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	Former SEC adviser	Mar 10, 2011	Jan 24, 2013	no	SEATTLE, WA\|SANTA ROSA, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 8, 2009	May 6, 2011	no	BELLEVUE, WA\|SANTA ROSA, CA\|SANTA ROSA, CA\|SANTA ROSA, CA	Previous registration
ASSOCIATED SECURITIES CORP.	n/a	Jan 26, 2006	Sep 8, 2009	no	SANTA ROSA, CA\|SANTA ROSA, CA	Previous registration
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	n/a	Jan 18, 2006	Oct 13, 2009	no	SANTA ROSA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL RETIREMENT PARTNERS LLC	LPL FINANCIAL LLC	Oct 6, 2025	May 12, 2023	-878	Firm change after gap	Other
LPL FINANCIAL LLC	GALLAGHER FIDUCIARY ADVISORS, LLC	Oct 6, 2025	Oct 2, 2025	-4	Firm change	Other
FINANCIAL TELESIS, INC.	GLOBAL RETIREMENT PARTNERS LLC	Nov 17, 2014	Sep 17, 2014	-61	Firm change after gap	Other
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	FINANCIAL TELESIS, INC.	Jan 24, 2013	Mar 21, 2013	56	Firm change	Other
LPL FINANCIAL LLC	FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	May 6, 2011	Mar 10, 2011	-57	Firm change after gap	Other
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	ASSOCIATED SECURITIES CORP.	Oct 13, 2009	Jan 26, 2006	-1,356	Firm change after gap	Other
ASSOCIATED SECURITIES CORP.	LPL FINANCIAL LLC	Sep 8, 2009	Sep 8, 2009	0	Firm change	Other

Relationships

Registered with (7)

→ GALLAGHER FIDUCIARY ADVISORS, LLCRegistered adviserregistration: current employment
Oct 2, 2025 to presentfactForm ADV
→ GLOBAL RETIREMENT PARTNERS LLCRegistered adviserregistration: previous registration
Sep 17, 2014 to Oct 6, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 12, 2023 to Oct 6, 2025factForm ADV
→ FINANCIAL TELESIS, INC.Registered adviserregistration: previous registration
Mar 21, 2013 to Nov 17, 2014factForm ADV
→ FINANCIAL ADVOCATES INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Mar 10, 2011 to Jan 24, 2013factForm ADV
→ ASSOCIATED PLANNERS INVESTMENT ADVISORY INCRegistered adviserregistration: previous registration
Jan 18, 2006 to Oct 13, 2009factForm ADV
→ ASSOCIATED SECURITIES CORP.Registered adviserregistration: previous registration
Jan 26, 2006 to Sep 8, 2009factForm ADV

Dated events

Occurred
Oct 6, 2025
Advisor changed firm
Kristina Pauline Keck left Lpl Financial Llc for Gallagher Fiduciary Advisors, Llc (registered 2025-10-02)
Form ADVobserved 5 days ago
Occurred
Oct 6, 2025
Advisor changed firm
Kristina Pauline Keck left Global Retirement Partners Llc for Lpl Financial Llc (registered 2023-05-12)
Form ADVobserved 5 days ago