DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kristina Pauline Keck

Gallagher Fiduciary Advisors, LLCinstitutionalSan Francisco, Cadual registrantIAPD 3118521

Feed of 09/14/2026

Also filed as Kristina Sites

At current firm

0 y

since Oct 2, 2025

In the industry

27 y

since Feb 15, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Gallagher Fiduciary Advisors, LLC institutional current
since Oct 2, 2025 · San Francisco, Ca
LPL Financial LLC BD affiliated
May 12, 2023 to Oct 6, 2025 · San Francisco, Ca
Global Retirement Partners LLC institutional
Sep 17, 2014 to Oct 6, 2025 · San Francisco, Ca
Financial Telesis, Inc. former
Mar 21, 2013 to Nov 17, 2014 · San Rafael, Ca
Financial Advocates Investment Management former
Mar 10, 2011 to Jan 24, 2013 · Seattle, Wa
LPL Financial LLC BD affiliated
Sep 8, 2009 to May 6, 2011 · Bellevue, Wa
Associated Securities Corp. unclassified
Jan 26, 2006 to Sep 8, 2009 · Santa Rosa, Ca
Associated Planners Investment Advisory Inc unclassified
Jan 18, 2006 to Oct 13, 2009 · Santa Rosa, Ca

Moves

a registration end followed by a registration begin elsewhere

Global Retirement Partners LLC to LPL Financial LLC
left Oct 6, 2025, registered May 12, 2023 (-878 days) · Other
LPL Financial LLC to Gallagher Fiduciary Advisors, LLC
left Oct 6, 2025, registered Oct 2, 2025 (-4 days) · Other
Financial Telesis, Inc. to Global Retirement Partners LLC
left Nov 17, 2014, registered Sep 17, 2014 (-61 days) · Other
Financial Advocates Investment Management to Financial Telesis, Inc.
left Jan 24, 2013, registered Mar 21, 2013 (56 days) · Other
LPL Financial LLC to Financial Advocates Investment Management
left May 6, 2011, registered Mar 10, 2011 (-57 days) · Other
Associated Planners Investment Advisory Inc to Associated Securities Corp.
left Oct 13, 2009, registered Jan 26, 2006 (-1356 days) · Other
Associated Securities Corp. to LPL Financial LLC
left Sep 8, 2009, registered Sep 8, 2009 (0 days) · Other

Signals

Kristina Pauline Keck left Lpl Financial Llc for Gallagher Fiduciary Advisors, Llc (registered 2025-10-02)
Oct 6, 2025 · Advisor changed firm · fact
Kristina Pauline Keck left Global Retirement Partners Llc for Lpl Financial Llc (registered 2023-05-12)
Oct 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address