DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••••• W••••• A•••••••• L••
Wauwatosa, WI | MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• W••••• A•••••••• L•• | Bd affiliated wealth | Mar 3, 2017 | n/a | yes | Wauwatosa, WI|MINNEAPOLIS, MN|MINNEAPOLIS, MN | Current employment |
| R•••••• I••••••••• | Asset manager | Nov 1, 2010 | Feb 28, 2017 | no | MILWAUKEE, WI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• I••••••••• | C••••••••• W••••• A•••••••• L•• | Feb 28, 2017 | Mar 3, 2017 | 3 | Firm change | Other |
| C•••• I••••••••• S••••••• C•••• | R•••••• I••••••••• | Oct 29, 2010 | Nov 1, 2010 |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Jul 21, 2010 | Oct 29, 2010 | no | GERMANTOWN, WI | Previous registration |
| D••••••• I••••••••• A••••••• L•• | n/a | May 24, 2006 | Feb 5, 2009 | no | MILWAUKEE, WI | Previous registration |
| 3 |
| Firm change |
| Other |
| D••••••• I••••••••• A••••••• L•• | C•••• I••••••••• S••••••• C•••• | Feb 5, 2009 | Jul 21, 2010 | 531 | Firm change after gap | Other |