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Advisor at SANTANDER SECURITIES
Conshohocken, PA | MANALAPAN, NJ | Howell, NJ | West Long Branch, NJ | Aberdeen, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SANTANDER SECURITIES | Bd affiliated wealth | Sep 19, 2012 | n/a | yes | Howell, NJ|Aberdeen, NJ|Conshohocken, PA|MANALAPAN, NJ|West Long Branch, NJ | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 15, 2010 | Sep 19, 2012 | no | HOWELL, NJ|HOWELL, NJ|HOWELL, NJ|HOWELL, NJ|HOWELL, NJ|HOWELL, NJ|WALL, NJ|HOWELL, NJ|HOWELL, NJ | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 30, 2008 | Nov 3, 2009 | no | TOMS RIVER, NJ|SAYREVILLE, NJ|FORT MILL, SC|BAYVILLE, NJ|MARLBORO, NJ|WEST ORANGE, NJ|SAYREVILLE, NJ|ROSELAND, NJ | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Nov 17, 2005 | Jul 1, 2008 | no | OLD BRIDGE, NJ|FARMINGDALE, NJ|TOM'S RIVER, NJ|BAYVILLE, NJ|BRICK, NJ|MARLBORO, NJ|SAYREVILLE, NJ | Previous registration |
| ESSEX NATIONAL SECURITIES, INC. | Former SEC adviser | Aug 24, 2004 | Nov 2, 2005 | no | BROOKLYN, CA | Previous registration |
| QUICK & REILLY, INC. | n/a | Nov 14, 2002 | Aug 31, 2004 | no | HAZLET, NJ | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jul 3, 2002 | Nov 18, 2002 | no | WOODBRIDGE, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | SANTANDER SECURITIES | Sep 19, 2012 | Sep 19, 2012 | 0 | Bulk transfer | Other |
| INVEST FINANCIAL CORPORATION | LPL FINANCIAL LLC | Jul 1, 2008 | Jun 30, 2008 | -1 | Firm change | Other |
| ESSEX NATIONAL SECURITIES, INC. | INVEST FINANCIAL CORPORATION | Nov 2, 2005 | Nov 17, 2005 | 15 | Firm change | Other |
| QUICK & REILLY, INC. | ESSEX NATIONAL SECURITIES, INC. | Aug 31, 2004 | Aug 24, 2004 | -7 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | QUICK & REILLY, INC. | Nov 18, 2002 | Nov 14, 2002 | -4 | Firm change | Other |