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Advisor at FSAM LLC
MIAMI, FL | ALPHARETTA, GA | Miami, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ESH WEALTH MANAGEMENT LLC | State registered | Dec 5, 2025 | n/a | yes | MIAMI, FL | Current employment |
| FSAM LLC | Mixed wealth | Jan 23, 2025 | n/a | yes | ALPHARETTA, GA|Miami, FL | Current employment |
| ADVISORY INVESTOR SERVICES LLC | Mixed wealth | Jun 8, 2021 | Apr 1, 2024 | no | Miami, FL|MIAMI, FL|Miami, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | May 21, 2021 | no | MIAMI, FL|MIAMI, FL | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Oct 5, 1999 | Jul 1, 2003 | no | MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVISORY INVESTOR SERVICES LLC | FSAM LLC | Apr 1, 2024 | Jan 23, 2025 | 297 | Firm change | RIA to RIA |
| WELLS FARGO ADVISORS | ADVISORY INVESTOR SERVICES LLC | May 21, 2021 | Jun 8, 2021 | 18 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:173134:FL:2021-05-21 | May 21, 2021 | Jun 8, 2021 | MIAMI, FL | Firm change |