RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E•• W••••• M••••••••• L•• state registered currentsince Dec 5, 2025 · Miami, Fl
- F••• L•• mixed wealth currentsince Jan 23, 2025 · Alpharetta, Ga
- A••••••• I••••••• S••••••• L•• mixed wealthJun 8, 2021 to Apr 1, 2024 · Miami, Fl
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to May 21, 2021 · Miami, Fl
- P••••••••• E••••• G••••• L•• unclassifiedOct 5, 1999 to Jul 1, 2003 · Miami, Fl
- A••••••• I••••••• S••••••• L•• to F••• L••left Apr 1, 2024, registered Jan 23, 2025 (297 days) · RIA to RIA
- W•••• F•••• A••••••• to A••••••• I••••••• S••••••• L••left May 21, 2021, registered Jun 8, 2021 (18 days) · Other · moved with a team
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- E••••• S•••• H••••••• left A••••••• I••••••• S••••••• L•• for F••• L•• (registered 2025-01-23)Apr 1, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address