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Advisor at BRAVE NEW WEALTH
WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BRAVE NEW WEALTH | Former SEC adviser | May 5, 2025 | n/a | yes | WESTLAKE VILLAGE, CA | Current employment |
| ABACUS WEALTH PARTNERS | Independent wealth | Jan 23, 2012 | Apr 24, 2025 | no | PACIFIC PALISADES, CA|Santa Monica, CA|SANTA MONICA, CA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Feb 8, 2011 | Dec 9, 2011 | no | WOODLAND HILLS, CA | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jan 8, 2010 | Dec 17, 2010 | no | FORT WORTH, TX | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jan 8, 2010 | Dec 17, 2010 | no | FORT WORTH, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ABACUS WEALTH PARTNERS | BRAVE NEW WEALTH | Apr 24, 2025 | May 5, 2025 | 11 | Firm change | RIA to new firm |
| STRATEGIC ADVISERS LLC | ABACUS WEALTH PARTNERS | Dec 9, 2011 | Jan 23, 2012 | 45 | Firm change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Dec 17, 2010 | Jan 8, 2010 | -343 | Channel change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | STRATEGIC ADVISERS LLC | Dec 17, 2010 | Feb 8, 2011 | 53 | Firm change | Other |