DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

ANTHONY JON SEGOBIANO

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SWANSEA, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f92a0dae-708f-1316-c6cb-de778be7302f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 21, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 17, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jun 17, 2004
First registration: Jul 21, 2008
Dual registered: yes, broker-dealer
Other names: ANTHONY JON SEGOBIANO|TONY SEGOBIANO
IAPD individual key: 4792750

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 16, 2009	n/a	yes	SWANSEA, IL	Current employment
EDWARD JONES	National bd RIA	Jul 21, 2008	Oct 21, 2009	no	THORNTON, CO\|GRANITE CITY, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 21, 2009	Oct 16, 2009	-5	Firm change	Ibd to wirehouse

Relationships

Registered with (2)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Oct 16, 2009 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 21, 2008 to Oct 21, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f92a0dae-708f-1316-c6cb-de778be7302f
First observed: Jul 21, 2008
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANTHONY JON SEGOBIANO

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SWANSEA, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f92a0dae-708f-1316-c6cb-de778be7302f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Oct 16, 2009

n/a

yes

SWANSEA, IL

Current employment

EDWARD JONES

National bd RIA

Jul 21, 2008

Oct 21, 2009

THORNTON, CO|GRANITE CITY, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

EDWARD JONES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 21, 2009

Oct 16, 2009

-5

Firm change

Ibd to wirehouse