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RIA / WealthAdvisor33 years in industry

ALLEN W LIVINGSTON

Advisor at ASCENTIS INDEPENDENT ADVISORS, LLC

Richmond, UT | DALLAS, TX

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Search this name across graphsid dfx:ria:f92e4255-bd63-af6c-a437-a41370621bea

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 21, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASCENTIS INDEPENDENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 28, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 28, 1993
First registration: Nov 21, 2001
Dual registered: no
Other names: ALLEN WAYNE LIVINGSTON|ALLEN LIVINGSTON
IAPD individual key: 2358582

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASCENTIS INDEPENDENT ADVISORS, LLC	Independent wealth	Dec 5, 2024	n/a	yes	Richmond, UT\|DALLAS, TX	Current employment
ALLRED JACKSON FINANCIAL PLANNING, LLC	State registered	Nov 3, 2017	Jun 9, 2025	no	NORTH LOGAN, UT	Previous registration
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Nov 19, 2010	Sep 28, 2017	no	SPOKANE, WA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Dec 23, 2008	no	SPOKANE, WA\|SPOKANE, WA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Nov 21, 2001	Jul 1, 2003	no	SPOKANE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLRED JACKSON FINANCIAL PLANNING, LLC	ASCENTIS INDEPENDENT ADVISORS, LLC	Jun 9, 2025	Dec 5, 2024	-186	Firm change after gap	Other
ALLSTATE FINANCIAL ADVISORS, LLC	ALLRED JACKSON FINANCIAL PLANNING, LLC	Sep 28, 2017	Nov 3, 2017	36	Firm change	Other
WELLS FARGO ADVISORS	ALLSTATE FINANCIAL ADVISORS, LLC	Dec 23, 2008	Nov 19, 2010	696	Firm change after gap	Wirehouse to new firm
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (5)

→ ASCENTIS INDEPENDENT ADVISORS, LLCRegistered adviserregistration: current employment
Dec 5, 2024 to presentfactForm ADV
→ ALLRED JACKSON FINANCIAL PLANNING, LLCRegistered adviserregistration: previous registration
Nov 3, 2017 to Jun 9, 2025factForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 19, 2010 to Sep 28, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Dec 23, 2008factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Nov 21, 2001 to Jul 1, 2003factForm ADV

Dated events

Occurred
Jun 9, 2025
Advisor changed firm
Allen W Livingston left Allred Jackson Financial Planning, Llc for Ascentis Independent Advisors, Llc (registered 2024-12-05)
Form ADVobserved 5 days ago