RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• W• L•••••••••
- A••••••• I••••••••• A•••••••• L•• i••••••••• wealth currentsince Dec 5, 2024 · Richmond, Ut
- A••••• J•••••• F•••••••• P•••••••• L•• state registeredNov 3, 2017 to Jun 9, 2025 · North Logan, Ut
- A••••••• F•••••••• A•••••••• L•• BD affiliatedNov 19, 2010 to Sep 28, 2017 · Spokane, Wa
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Dec 23, 2008 · Spokane, Wa
- P••••••••• E••••• G••••• L•• unclassifiedNov 21, 2001 to Jul 1, 2003 · Spokane, Wa
- A••••• J•••••• F•••••••• P•••••••• L•• to A••••••• I••••••••• A•••••••• L••left Jun 9, 2025, registered Dec 5, 2024 (-186 days) · Other
- A••••••• F•••••••• A•••••••• L•• to A••••• J•••••• F•••••••• P•••••••• L••left Sep 28, 2017, registered Nov 3, 2017 (36 days) · Other
- W•••• F•••• A••••••• to A••••••• F•••••••• A•••••••• L••left Dec 23, 2008, registered Nov 19, 2010 (696 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- A•••• W• L••••••••• left A••••• J•••••• F•••••••• P•••••••• L•• for A••••••• I••••••••• A•••••••• L•• (registered 2024-12-05)Jun 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address