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W•••• A• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

W•••• A• L••••••••

Advisor at A••••••••• I••••••••• S•••••••• I•••

SHEBOYGAN, WI

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Search this name across graphsid dfx:ria:f934f386-1067-2851-005e-bc8bc35ff32a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• I••••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 4, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• I••••••••• S•••••••• I•••	Independent wealth	Nov 16, 2010	n/a	yes	SHEBOYGAN, WI	Current employment
W••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Dec 23, 2009	Nov 10, 2010	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• F•••••••• S•••••••• I•••	A••••••••• I••••••••• S•••••••• I•••	Nov 10, 2010	Nov 16, 2010	6	Firm change	Other
B•• A•••• M••••••••• I•••	W••••••• F•••••••• S•••••••• I•••	Mar 3, 2008

Relationships

Registered with (4)

→ A••••••••• I••••••••• S•••••••• I•••Registered adviserregistration: current employment
Nov 16, 2010 to presentfactForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 23, 2009 to Nov 10, 2010factForm ADV
→ B•• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 27, 2008 to Mar 3, 2008factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f934f386-1067-2851-005e-bc8bc35ff32a
First observed: Jun 15, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.