DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

DANIEL JON TAYLOR

Advisor at COMMONWEALTH FINANCIAL NETWORK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f937736d-b63f-b7a8-c2a7-e9f91a7c9a6e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 19, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 25, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Nov 25, 1992
First registration: Dec 19, 2001
Dual registered: yes, broker-dealer
Other names: DANIEL J TAYLOR
IAPD individual key: 2282970

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Oct 16, 2017	n/a	yes	Cooperston, ND\|New Rockford, ND\|Jamestown, ND\|Fargo, ND\|Carrington, ND\|VALLEY CITY, ND	Current employment
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Feb 1, 2007	Oct 6, 2017	no	BEMIDJI, MN\|WALKER, MN\|GRAND FORKS, ND\|HACKENSACK, MN\|FARGO, ND\|VALLEY CITY, ND\|APPLETON, WI\|VALLEY CITY, ND\|NEW ROCKFORD, ND\|CARRINGTON, ND\|COOPERSTOWN, ND\|JAMESTOWN, ND\|GRAND FORKS, ND	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Dec 19, 2001	Feb 1, 2007	no	NEW ROCKFORD, ND\|NEW ROCKFORD, ND	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT CENTERS OF AMERICA, INC.	COMMONWEALTH FINANCIAL NETWORK	Oct 6, 2017	Oct 16, 2017	10	Firm change	Other
CETERA INVESTMENT SERVICES LLC	INVESTMENT CENTERS OF AMERICA, INC.	Feb 1, 2007	Feb 1, 2007	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
16443:8032:ND:2017-10-05	Oct 6, 2017	Oct 16, 2017	GRAND FORKS, ND	Firm change

Relationships

Registered with (3)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Oct 16, 2017 to presentfactForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Feb 1, 2007 to Oct 6, 2017factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Dec 19, 2001 to Feb 1, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f937736d-b63f-b7a8-c2a7-e9f91a7c9a6e
First observed: Dec 19, 2001
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DANIEL JON TAYLOR

Advisor at COMMONWEALTH FINANCIAL NETWORK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f937736d-b63f-b7a8-c2a7-e9f91a7c9a6e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

COMMONWEALTH FINANCIAL NETWORK

National bd RIA

Oct 16, 2017

n/a

yes

Current employment

INVESTMENT CENTERS OF AMERICA, INC.

Former SEC adviser

Feb 1, 2007

Oct 6, 2017

Previous registration

CETERA INVESTMENT SERVICES LLC

Former SEC adviser

Dec 19, 2001

Feb 1, 2007

NEW ROCKFORD, ND|NEW ROCKFORD, ND

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

INVESTMENT CENTERS OF AMERICA, INC.

COMMONWEALTH FINANCIAL NETWORK

Oct 6, 2017

Oct 16, 2017

Firm change

Other

CETERA INVESTMENT SERVICES LLC

INVESTMENT CENTERS OF AMERICA, INC.

Feb 1, 2007

Firm change

Other

Team

Left

Joined

From

Kind

16443:8032:ND:2017-10-05

Oct 6, 2017

Oct 16, 2017

GRAND FORKS, ND

Firm change