DFX Intelligence

J•••• L•••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

J•••• L•••• K••••

Advisor at P•••••• A•••••• G••••• L••

Rock Hill, SC | MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:f937974f-f0c0-04ff-5897-651e3f498beb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 14, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 14, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Jan 5, 2026	n/a	yes	MORRISTOWN, NJ\|Rock Hill, SC	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 13, 2008	Dec 16, 2024	no	SAN DIEGO, CA\|KANNAPOLIS, NC\|GRANITE QUARRY, NC\|HANOVER, PA\|FOREST HILL, MD\|SPRING GROVE, PA\|BEL AIR, MD\|STEWARTSTOWN, PA\|STATEN ISLAND, NY\|FORT MILL, SC\|CHARLOTTE, NC\|KANNAPOLIS, NC\|GRANITE QUARRY, NC\|FORT MILL, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	P•••••• A•••••• G••••• L••	Dec 16, 2024	Jan 5, 2026	385	Firm change	Ibd to ibd
U••• I••••••••• S••••••• C••••••	L•• F•••••••• L••	Jun 22, 2004	May 13, 2008

Relationships

Registered with (3)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 13, 2008 to Dec 16, 2024factForm ADV
→ U••• I••••••••• S••••••• C••••••Registered adviserregistration: previous registration
Oct 14, 2003 to Jun 22, 2004factForm ADV

Dated events

Occurred
Dec 16, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f937974f-f0c0-04ff-5897-651e3f498beb
First observed: Oct 14, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.