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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Christopher James Magnussen

Advisor at OSAIC WEALTH, INC.

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:f93b0fd1-beef-48fd-8ee6-a01665e0f478

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 8, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: Jul 1, 2005
First registration: Jul 8, 2005
Dual registered: yes, broker-dealer
Other names: CHRIS MAGNUSSEN
IAPD individual key: 3167911

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	SCOTTSDALE, AZ	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jun 17, 2022	Jun 14, 2024	no	LA VISTA, NE	Previous registration
SEQUENT PLANNING, LLC	Independent wealth	Dec 21, 2020	Oct 13, 2021	no	OMAHA, NE	Previous registration
EDWARD JONES	National bd RIA	May 16, 2017	Sep 19, 2017	no	Omaha, NE\|ST LOUIS, MO	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 11, 2008	Mar 6, 2017	no	Omaha, NE\|OMAHA, NE\|OMAHA, NE\|OMAHA, NE\|OMAHA, NE	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 8, 2005	Mar 6, 2017	no	BELLEVUE, NE\|OMAHA, NE\|OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
SEQUENT PLANNING, LLC	SECURITIES AMERICA ADVISORS, INC.	Oct 13, 2021	Jun 17, 2022	247	Firm change	RIA to ibd
EDWARD JONES	SEQUENT PLANNING, LLC	Sep 19, 2017	Dec 21, 2020	1,189	Firm change after gap	Ibd to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Mar 6, 2017	Feb 11, 2008	-3,311	Channel change	Other
TD AMERITRADE, INC.	EDWARD JONES	Mar 6, 2017	May 16, 2017	71	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111514:7870:NE:2017-03-06	Mar 6, 2017	Feb 11, 2008	OMAHA, NE	Firm change after gap

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jun 17, 2022 to Jun 14, 2024factForm ADV
→ SEQUENT PLANNING, LLCRegistered adviserregistration: previous registration
Dec 21, 2020 to Oct 13, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
May 16, 2017 to Sep 19, 2017factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 8, 2005 to Mar 6, 2017factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 11, 2008 to Mar 6, 2017factForm ADV

Dated events

No dated event names this entity yet.