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RIA / WealthPrivate fundprivate equity fund3(c)(1)

LUMEN AQUA LLC

advised by WARREN CAPITAL GROUP

South Carolina, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f93cbfa4-679f-6a34-0d28-3daf1b5cf36f

Data as of Mar 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Feb 25, 2022 to Mar 31, 2023
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Lumen Aqua LLC

Private equity fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: WARREN CAPITAL GROUPCRD 137449
Fund type: Private Equity Fund
Latest reported GAV: $835,423gross asset value on Schedule D 7.B(1), as of 2023-03-31; never fund size
Peak reported GAV: $835,423
Beneficial owners: 5
Minimum investment: $25,000
Owned by the adviser: 0%
Owned by funds of funds: 0%
Owned by non-US persons: 0%
Clients solicited: yes
Form D file number: 021-383415an SEC offering identifier; the Form D vehicle on the venture or private equity graph is linked above when the identity layer has it
Organised in: South Carolina, United States
First reported: Feb 25, 2022
Last reported: Mar 31, 2023fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 2
Fund id: 805-1072599516

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Mar 31, 2023	$835,423	5	$25,000	0.0%	no	LUMEN AQUA LLC
Feb 25, 2022	$835,423	5	$25,000	0.0%	yes	LUMEN AQUA LLC

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
MIDLAND TRUST CUSTODY SERVICES	MIDLAND TRUST CUSTODY SERVICES	FT. MYERS	South Carolina	United States	no	n/a

Relationships

Advises (1)

← WARREN CAPITAL GROUPRegistered adviserPrivate Equity Fund, IA
Feb 25, 2022 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f93cbfa4-679f-6a34-0d28-3daf1b5cf36f
First observed: Feb 25, 2022
Last observed: Mar 31, 2023 42 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LUMEN AQUA LLC

advised by WARREN CAPITAL GROUP

South Carolina, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f93cbfa4-679f-6a34-0d28-3daf1b5cf36f

Data as of Mar 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:27 AM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Mar 31, 2023

$835,423

$25,000

0.0%

LUMEN AQUA LLC

Feb 25, 2022

$835,423

$25,000

0.0%

yes

LUMEN AQUA LLC

Custodian

Legal name

City

State

Country

Related person

SEC number

MIDLAND TRUST CUSTODY SERVICES

FT. MYERS

South Carolina

United States

n/a