DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Lumen Aqua LLC

Private Equity Fundadvised byWarren Capital Groupindependent RIA805-1072599516IAPD
Gross asset value
$835,423
as of Mar 31, 2023; not a fund size
Peak GAV
$835,423
highest filing
Owners
5
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
2 filings
Feb 25, 2022 to Mar 31, 2023
Reporting history
one row per Form ADV filing
Gross asset value$835,423 as of Mar 31, 2023
Feb 25, 2022$835,423 then
Owners5 as of Mar 31, 2023
Feb 25, 20225 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
South Carolina, United Statesreported
Clients solicited
yes, 3% of the adviser's clients investedreported
Form D file number
021-383415reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Midland Trust Custody Services
    Ft. Myers, South Carolina · LEI 47-5560347
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
0.0%reportedadviser and related persons