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Advisor at HIGHTOWER ADVISORS, LLC
Memphis, TN | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | May 8, 2019 | n/a | yes | CHICAGO, IL|Memphis, TN | Current employment |
| GREEN SQUARE WEALTH MANAGEMENT, LLC | Former SEC adviser | Feb 15, 2019 | Jul 1, 2019 | no | Memphis, TN | Previous registration |
| STEEL GROVE CAPITAL ADVISORS, LLC | Independent wealth | Sep 9, 2015 | Feb 1, 2019 | no | MEMPHIS, TN | Previous registration |
| STEEL GROVE CAPITAL ADVISORS, LLC | Independent wealth | Jun 12, 2015 | Dec 31, 2017 | no | MEMPHIS, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GREEN SQUARE WEALTH MANAGEMENT, LLC | HIGHTOWER ADVISORS, LLC | Jul 1, 2019 | May 8, 2019 | -54 | Firm change after gap | RIA to ibd |
| STEEL GROVE CAPITAL ADVISORS, LLC | GREEN SQUARE WEALTH MANAGEMENT, LLC | Feb 1, 2019 | Feb 15, 2019 | 14 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 297048:145323:TN:2019-07-01 | Jul 1, 2019 | May 8, 2019 | MEMPHIS, TN | Firm change after gap |
| 115231:297048:TN:2019-02-01 | Feb 1, 2019 | Feb 15, 2019 | MEMPHIS, TN | Firm change |