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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

GREEN SQUARE WEALTH MANAGEMENT, LLC

CRD 297048

MEMPHIS, TN

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Search this name across graphsid dfx:ria:001d28d1-e86c-63f6-b8da-1225b09b8022

Data as of Feb 15, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 2
On other graphs: 1
Observed: May 1, 2018 to Feb 15, 2019
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Green Square Wealth Management, LLC

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.2BItem 5.F on the latest filing (2019-02-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.9B
Private client RAUM: $1.9BderivedItem 5.D individuals plus high net worth individuals
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees: 12
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,504
High net worth clients: 107
Private funds: 17Schedule D 7.B(1)
Private fund GAV: $152Mgross asset value as reported per fund; never fund size
Custody, client assets: $2.2B
SEC number: 801-113334
CRD: 297048
Filings on the tape: 3
First filed: May 1, 2018
Latest filed: Feb 15, 2019
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SERIES V - BRIDGE SENIORS & MEDICAL PROPERTIES II, A SERIES OF GREEN SQUARE INVESTMENT PARTNERS, LLC	Hedge Fund	$2.5M	Feb 15, 2019	45	Feb 15, 2019	reported	021-243224

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FINCH, RICHARD, ALOYSIUS	CHIEF COMPLIANCE OFFICER	Na	yes	08/2016	May 1, 2018	Feb 15, 2019
HORN, DARRELL, LANE	FOUNDER AND SENIOR MANAGING DIRECTOR	D	yes	08/2016	May 1, 2018	Feb 15, 2019
WHITEHEAD, WOODSON, CARY	SENIOR MANAGING DIRECTOR	B	yes	04/2018	Feb 15, 2019	Feb 15, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GREEN SQUARE ASSET MANAGEMENT, LLC	n/a	Independent wealth	$3.6B	N	yes	n/a
GREEN SQUARE BOSTON, LLC	n/a	Former SEC adviser	$501M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Feb 15, 2019	$2.2B	$1.9B	15	12	1	17	$152M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$2.2B	n/a	n/a	n/a	n/a	15	n/a	1	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HIGHTOWER ADVISORS, LLC	6	Jul 1, 2019	Feb 28, 2025	MEMPHIS, TN	Firm absorbed	RIA to ibd	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
STEEL GROVE CAPITAL ADVISORS, LLC	7	Feb 1, 2019	Feb 15, 2019	MEMPHIS, TN	Firm absorbed	RIA to new firm	77.8%

Relationships

Affiliated with (2)

→ GREEN SQUARE CAPITAL ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
→ CALYDON CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (1)

→ SERIES V - BRIDGE SENIORS & MEDICAL PROPERTIES II, A SERIES OF GREEN SQUARE INVESTMENT PARTNERS, LLCPrivate fundHedge Fund, IA
Feb 15, 2019 to presentfactForm ADV

Controls (3)

← HORN, DARRELL, LANEOwnerFOUNDER AND SENIOR MANAGING DIRECTOR, ownership code D, individual
May 1, 2018 to presentfactForm ADV
← WHITEHEAD, WOODSON, CARYOwnerSENIOR MANAGING DIRECTOR, ownership code B, individual
Feb 15, 2019 to presentfactForm ADV
← FINCH, RICHARD, ALOYSIUSOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 1, 2018 to presentfactForm ADV

Moved with (2)

→ HIGHTOWER ADVISORS, LLCRegistered adviser6 advisors, firm absorbed, same day
Jul 1, 2019 to Feb 28, 2025factForm ADV
← STEEL GROVE CAPITAL ADVISORS, LLCRegistered adviser7 advisors, firm absorbed, same day
Feb 1, 2019 to Feb 15, 2019factForm ADV

Registered with (7)

← DARRELL LANE HORNAdvisorregistration: previous registration
Feb 15, 2019 to Jul 1, 2019factForm ADV
← WOODSON CARY WHITEHEADAdvisorregistration: previous registration
Feb 15, 2019 to Jul 1, 2019factForm ADV
← MALLORY KATE PODESTAAdvisorregistration: previous registration
Jan 31, 2019 to Jul 1, 2019factForm ADV
← ELIZABETH SUMMITT GORDONAdvisorregistration: previous registration
Feb 15, 2019 to Jul 1, 2019factForm ADV
← John Edward FrancisAdvisorregistration: previous registration
Feb 15, 2019 to Jul 1, 2019factForm ADV
← James David DukeAdvisorregistration: previous registration
Feb 15, 2019 to Jul 1, 2019factForm ADV
← CHRISTOPHER FORREST PRESTAdvisorregistration: previous registration
Feb 15, 2019 to May 16, 2019factForm ADV

Dated events

Occurred
Feb 15, 2019
Control person joined
Cary Woodson Whitehead (Senior Managing Director) appeared on Schedule A of Green Square Wealth Management, Llc
Form ADVobserved 4 days ago
Occurred
May 1, 2018
First Form ADV filing
Green Square Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:001d28d1-e86c-63f6-b8da-1225b09b8022
First observed: May 1, 2018
Last observed: Feb 15, 2019 92 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GREEN SQUARE WEALTH MANAGEMENT, LLC

CRD 297048

MEMPHIS, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:001d28d1-e86c-63f6-b8da-1225b09b8022

Data as of Feb 15, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SERIES V - BRIDGE SENIORS & MEDICAL PROPERTIES II, A SERIES OF GREEN SQUARE INVESTMENT PARTNERS, LLC

Hedge Fund

$2.5M

Feb 15, 2019

reported

021-243224

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FINCH, RICHARD, ALOYSIUS

CHIEF COMPLIANCE OFFICER

yes

08/2016

May 1, 2018

Feb 15, 2019

HORN, DARRELL, LANE

FOUNDER AND SENIOR MANAGING DIRECTOR

yes

08/2016

May 1, 2018

Feb 15, 2019

WHITEHEAD, WOODSON, CARY

SENIOR MANAGING DIRECTOR

yes

04/2018

Feb 15, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GREEN SQUARE ASSET MANAGEMENT, LLC

n/a

Independent wealth

$3.6B

yes

n/a

GREEN SQUARE BOSTON, LLC

n/a

Former SEC adviser

$501M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Feb 15, 2019

$2.2B

$1.9B

$152M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$2.2B

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HIGHTOWER ADVISORS, LLC

Jul 1, 2019

Feb 28, 2025

MEMPHIS, TN

Firm absorbed

RIA to ibd

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

STEEL GROVE CAPITAL ADVISORS, LLC

Feb 1, 2019

Feb 15, 2019

MEMPHIS, TN

Firm absorbed

RIA to new firm

77.8%