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Reading the graph
Advisor at MORGAN STANLEY
Red Bank, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 8, 2009 | n/a | yes | Red Bank, NJ | Current employment |
| MORGAN STANLEY & CO. LLC | n/a | Feb 20, 2009 | Jun 1, 2009 | no | RED BANK, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 19, 2000 | Feb 23, 2009 | no | RED BANK, NJ|RED BANK, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 8, 2009 | 7 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY & CO. LLC | Feb 23, 2009 | Feb 20, 2009 | -3 | Firm change | Other |