DFX Intelligence

L••••• E••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

L••••• E••••• L••••

Advisor at M•••• F•••••••• A•••••••

ALPHARETTA, GA

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Search this name across graphsid dfx:ria:f94c0e44-4899-b6e7-4531-c6b02d230d61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jul 20, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 16, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Apr 3, 2025	n/a	yes	ALPHARETTA, GA\|ALPHARETTA, GA	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Oct 4, 2023	Mar 7, 2025	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	M•••• F•••••••• A•••••••	Mar 7, 2025	Apr 3, 2025	27	Firm change	Ibd to RIA
M••••• S••••••	O••••••••• • C•• I•••	Sep 29, 2023	Oct 4, 2023

Relationships

Registered with (6)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Apr 3, 2025 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Oct 4, 2023 to Mar 7, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 5, 2023 to Sep 29, 2023factForm ADV
→ E•••••• C•••••• M••••••••• L••

Dated events

Occurred
Mar 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 29, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f94c0e44-4899-b6e7-4531-c6b02d230d61
First observed: Jul 20, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.