DFX Intelligence

A•••• J••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

A•••• J••• B•••••

Advisor at V••••••• A•••••••• I•••

Malvern, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 23, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	Mar 5, 2019	n/a	yes	Malvern, PA	Current employment
P•• W••••• M•••••••••	Bd affiliated wealth	Mar 19, 2015	Sep 6, 2016	no	CLOSTER, NJ\|WOODLAND PARK, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	V••••••• A•••••••• I•••	Sep 6, 2016	Mar 5, 2019	910	Firm change after gap	Other
E••••• J••••	P•• W••••• M•••••••••	Feb 11, 2015	Mar 19, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
250:129052:MO:2015-01-28	Feb 11, 2015	Mar 19, 2015	ST LOUIS, MO	Firm change

Relationships

Registered with (3)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 5, 2019 to presentfactForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 19, 2015 to Sep 6, 2016factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jun 13, 2014 to Feb 11, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 13, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.