DFX Intelligence
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Registered advisor
A•••• J••• B•••••
Feed of 09/14/2026
Also filed as A•••• J••• B••••••••• B•••••
At current firm
7 y
since Mar 5, 2019
In the industry
32 y
since Aug 23, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Mar 5, 2019 · Malvern, Pa
- P•• W••••• M••••••••• BD affiliatedMar 19, 2015 to Sep 6, 2016 · Closter, Nj
- E••••• J•••• national BDJun 13, 2014 to Feb 11, 2015 · Upper Saddle River, Nj
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to V••••••• A•••••••• I•••left Sep 6, 2016, registered Mar 5, 2019 (910 days) · Other
- E••••• J•••• to P•• W••••• M•••••••••left Feb 11, 2015, registered Mar 19, 2015 (36 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address