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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)27 years in industry

TORSTEN SAILE

Advisor at CETERA INVESTMENT ADVISERS LLC

PHOENIX, AZ | LOMBARD, IL

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Search this name across graphsid dfx:ria:f951eefc-9e0e-bf29-acb6-58016682be3b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 30, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S66|S63
First exam: Feb 2, 1999
First registration: Aug 30, 2005
Dual registered: yes, broker-dealer
Other names: TOR SAILE
IAPD individual key: 3165159

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	May 1, 2025	n/a	yes	LOMBARD, IL\|PHOENIX, AZ	Current employment
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Mar 29, 2021	May 6, 2025	no	Fountain Hills, AZ\|ATLANTA, GA	Previous registration
SEQUOIA WEALTH MANAGEMENT, LLC	Independent wealth	Dec 9, 2014	Apr 30, 2021	no	BARRINGTON, IL\|BARRINGTON, IL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 14, 2010	Mar 20, 2015	no	BARRIINGTON, IL\|BARRINGTON, IL\|BARRIINGTON, IL\|FOUNTAIN HILLS, AZ	Previous registration
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY	n/a	Oct 16, 2006	Apr 30, 2007	no	MILWAUKEE, WI	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Aug 30, 2005	Aug 18, 2006	no	SCHAUMBURG, IL\|SCHAUMBURG, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC ADVISORY SERVICES, LLC	CETERA INVESTMENT ADVISERS LLC	May 6, 2025	May 1, 2025	-5	Firm change	Ibd to ibd
SEQUOIA WEALTH MANAGEMENT, LLC	OSAIC ADVISORY SERVICES, LLC	Apr 30, 2021	Mar 29, 2021	-32	Firm change after gap	RIA to ibd
LPL FINANCIAL LLC	SEQUOIA WEALTH MANAGEMENT, LLC	Mar 20, 2015	Dec 9, 2014	-101	Firm change after gap	Other
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY	LPL FINANCIAL LLC	Apr 30, 2007	Dec 14, 2010	1,324	Firm change after gap	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY	Aug 18, 2006	Oct 16, 2006	59	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
170543:171070:IL:2021-04-30	Apr 30, 2021	Mar 29, 2021	BARRINGTON, IL	Firm change after gap

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Mar 29, 2021 to May 6, 2025factForm ADV
→ SEQUOIA WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 9, 2014 to Apr 30, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 14, 2010 to Mar 20, 2015factForm ADV
→ NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Oct 16, 2006 to Apr 30, 2007factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Aug 30, 2005 to Aug 18, 2006factForm ADV

Dated events

Occurred
May 6, 2025
Advisor changed firm
Torsten Saile left Osaic Advisory Services, Llc for Cetera Investment Advisers Llc (registered 2025-05-01)
Form ADVobserved 5 days ago