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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

KEVIN RICHARD SULLIVAN

Advisor at LPL FINANCIAL LLC

STONEHAM, MA

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Search this name across graphsid dfx:ria:f95590bb-928b-940b-802a-d570d6927b71

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 6, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 6, 2002
First registration: Dec 19, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 4324741

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 1, 2016	n/a	yes	STONEHAM, MA	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Dec 23, 2013	Sep 17, 2015	no	WALTHAM, MA	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Feb 14, 2013	Dec 3, 2013	no	LEXINGTON, MA\|LEXINGTON, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 30, 2009	Feb 7, 2013	no	SALEM, MA\|PEABODY, MA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Dec 19, 2007	Mar 25, 2009	no	ACTON, MA\|STONEHAM, MA\|WINTHROP, MA\|WINTHROP, MA\|EVERETT, MA\|BURLINGTON, MA\|WINTHROP, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	LPL FINANCIAL LLC	Sep 17, 2015	Feb 1, 2016	137	Firm change	Other
CITIZENS SECURITIES, INC.	ADVICE AND PLANNING SERVICES	Dec 3, 2013	Dec 23, 2013	20	Firm change	Other
LPL FINANCIAL LLC	CITIZENS SECURITIES, INC.	Feb 7, 2013	Feb 14, 2013	7	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	LPL FINANCIAL LLC	Mar 25, 2009	Jul 30, 2009	127	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 30, 2009 to Feb 7, 2013factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Dec 23, 2013 to Sep 17, 2015factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Feb 14, 2013 to Dec 3, 2013factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 19, 2007 to Mar 25, 2009factForm ADV

Dated events

No dated event names this entity yet.