DFX Intelligence

M•••••• V•••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

M•••••• V•••••• P•••

Advisor at O•••• A••••••• S•••••••• L••

ATLANTA, GA | Colorado Springs, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 30, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 3, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Mar 3, 2023	n/a	yes	Colorado Springs, CO\|ATLANTA, GA	Current employment
S•••• W••••• M••••••••• L••	Bd affiliated wealth	Dec 21, 2017	Mar 3, 2023	no	Colorado Springs, CO\|Colorado Springs, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• W••••• M••••••••• L••	O•••• A••••••• S•••••••• L••	Mar 3, 2023	Mar 3, 2023	0	Firm change	Ibd to ibd
U••••• C•••••• F•••••••• A•••••••	S•••• W••••• M••••••••• L••	Jan 2, 2018	Dec 21, 2017

Relationships

Registered with (5)

→ O•••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Mar 3, 2023 to presentfactForm ADV
→ S•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 21, 2017 to Mar 3, 2023factForm ADV
→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Sep 26, 2014 to Jan 2, 2018factForm ADV
→ P•••••• W••••• A•••••••• L••

Dated events

Order

Occurred
3 Mar 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 30, 1998
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.