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C••••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

C••••••• C••••••• L••

CRD 160922

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:f95af1c4-9b4c-b8ea-fc8c-6aef2d96dce7

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 1
On other graphs: 3
Observed: Jun 30, 2021 to Mar 23, 2026
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

C••••••• C••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

C••••••• C••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

C••••••• C••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $276M••• Locked
Discretionary RAUM: $276M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••• C•••••• I••• L•	Private Equity Fund	$92.1M	Apr 25, 2024	160	Mar 30, 2019	reported	021-300028
C••••••• C•••••• T•••• I•• L•	Private Equity Fund	$14.4M	Apr 25, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••••• K•••••••••	CHIEF COMPLIANCE OFFICER	Na	yes	06/2021	Jun 30, 2021	Apr 25, 2024
E•••••••• F••••• T••••	Owner	E	yes	09/2005	Jun 30, 2021	Apr 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••• C•••••• A••••••• I•• L••	n/a	n/a	n/a	N	yes	n/a
C••••••• C•••••• A••••••• I•• I•••••••••	n/a	n/a	n/a	N	yes	n/a
C••••••• C•••••• A••••••• I••• L••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$276M	$250M	10.6%	$206M	10.2%	12	10	0	0

Relationships

Advises (15)

→ C••••••• C•••••• I•• I••••••••• L•Private fundPrivate Equity Fund, IA
Mar 30, 2019 to presentfactForm ADV
→ C••••••• C•••••• T•••• I• P•••••••• L••Private fundPrivate Equity Fund, IA
Mar 23, 2023 to presentfactForm ADV
→ C••••••• C•••••• I•• L•Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ I•• I••••••••• L•

Dated events

Occurred
Jun 30, 2021
First Form ADV filing
C••••••• C••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f95af1c4-9b4c-b8ea-fc8c-6aef2d96dce7
First observed: Jun 30, 2021
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.