DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• C••••••• L••
Latest filing Mar 23, 2026
First filing on the tape Jun 30, 2021 · 11 filings
SEC status approved since Aug 6, 2021
RAUM
$276M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
14
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$276M as of Mar 23, 2026
Mar 30, 2022$263M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 30, 20220 then
Employees (5.A)12 as of Mar 23, 2026
Mar 30, 202210 then
Private funds14 as of Mar 23, 2026
Mar 30, 202211 then
RAUM +11% over the last fiscal year+10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $19.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$276M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••• C•••••• I••• L• | Private Equity Fund | $92.1M | 160 | Mar 30, 2019 |
| C••••••• C•••••• T•••• I•• L• | Private Equity Fund | $14.4M | 89 | Mar 23, 2023 |
| C••••••• C•••••• I•• I••••••••• L• | Private Equity Fund | $13.6M | 10 | Mar 30, 2019 |
| C••••••• C•••••• I•• L• | Private Equity Fund | $9.6M | 74 | Feb 14, 2012 |
| C••••••• C•••••• T••••• L• | Private Equity Fund | $8.9M | 86 | Jun 30, 2021 |
| C••••••• C•••••• I•• P•••••••• L• | Private Equity Fund | $6.6M | 29 | Mar 23, 2020 |
| C••••••• C•••••• W••••••• L• | Private Equity Fund | $5.2M | 93 | Mar 31, 2021 |
| C••••••• C•••••• T•••• I• P•••••••• L•• | Private Equity Fund | $4.2M | 23 | Mar 23, 2023 |
| C••••••• C•••••• I• P•••••••• L• | Private Equity Fund | $2.4M | 40 | Feb 14, 2012 |
| C••••••• P•• I••••••••• L• | Private Equity Fund | $1.6M | 46 | Mar 23, 2020 |
| I•• I••••••••• L• | Private Equity Fund | $1.3M | 30 | Mar 23, 2018 |
| C••••••• C•••••• T••••• L• | Private Equity Fund | $92,925 | 67 | Mar 11, 2013 |
| C••••••• E•• H•••••••• L• | Private Equity Fund | $18,295 | 0 | Feb 25, 2015 |
| C••••••• C•••••• A•••••••• L••no longer reported | Private Equity Fund | $17,566 | 21 | Feb 14, 2012 |
| C••••••• T••••••••• L•no longer reported | Private Equity Fund | $5,250 | 56 | Mar 25, 2016 |
Owners and control persons
Schedule A and B, latest filing
- D••••••••• K••••••••• · Chief Compliance Officercontrolsince 06/2021 · owns less than 5%
- E••••••••• C••••• L••••••• · Chief Executive Officercontrolsince 09/2005 · owns less than 5%
- E••••••••• C••••••• J••• · Trusteecontrolsince 09/2005 · owns 50% to 75% of E•••••••• F••••• T••••
- E••••••••• C••••• L••••••• · Trusteecontrolsince 09/2005 · owns 50% to 75% of E•••••••• F••••• T••••
Entity owners
- E•••••••• F••••• T•••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- C••••••• C•••••• A••••••• I•• L••pooled vehicle sponsorn
- C••••••• C•••••• A••••••• I•• I•••••••••pooled vehicle sponsorn
- C••••••• C•••••• A••••••• I••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 15 to 14Mar 27, 2025 to Mar 23, 2026
- Advisory employees · 9 to 10Mar 27, 2025 to Mar 23, 2026
- Pooled vehicle clients · 15 to 14Mar 27, 2025 to Mar 23, 2026
- Employees · 10 to 12Mar 27, 2025 to Mar 23, 2026
- Private funds · 15 to 14Mar 27, 2025 to Mar 23, 2026
- Discretionary RAUM · $250M to $276MMar 27, 2025 to Mar 23, 2026
- Pooled vehicle RAUM · $250M to $276MMar 27, 2025 to Mar 23, 2026
- RAUM · $250M to $276MMar 27, 2025 to Mar 23, 2026
- Accounts · 12 to 15Apr 25, 2024 to Mar 27, 2025
- Pooled vehicle clients · 12 to 15Apr 25, 2024 to Mar 27, 2025
- Financial planning clients · unset to Apr 25, 2024 to Mar 27, 2025
- Private funds · 12 to 15Apr 25, 2024 to Mar 27, 2025
- Discretionary RAUM · $160M to $250MApr 25, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $160M to $250MApr 25, 2024 to Mar 27, 2025
- RAUM · $160M to $250MApr 25, 2024 to Mar 27, 2025
- Discretionary RAUM · $160M to $160MMar 28, 2024 to Apr 25, 2024
- Pooled vehicle RAUM · $160M to $160MMar 28, 2024 to Apr 25, 2024
- RAUM · $160M to $160MMar 28, 2024 to Apr 25, 2024
- Private funds · 13 to 12Apr 25, 2023 to Mar 28, 2024
- Discretionary RAUM · $208M to $160MApr 25, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $208M to $160MApr 25, 2023 to Mar 28, 2024
- RAUM · $208M to $160MApr 25, 2023 to Mar 28, 2024
- Discretionary RAUM · $206M to $208MMar 23, 2023 to Apr 25, 2023
- Pooled vehicle RAUM · $206M to $208MMar 23, 2023 to Apr 25, 2023
- RAUM · $206M to $208MMar 23, 2023 to Apr 25, 2023
- Accounts · 11 to 12May 20, 2022 to Mar 23, 2023
- Advisory employees · 8 to 9May 20, 2022 to Mar 23, 2023
- Pooled vehicle clients · 11 to 12May 20, 2022 to Mar 23, 2023
- Private funds · 11 to 13May 20, 2022 to Mar 23, 2023
- Discretionary RAUM · $269M to $206MMay 20, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $269M to $206MMay 20, 2022 to Mar 23, 2023
- RAUM · $269M to $206MMay 20, 2022 to Mar 23, 2023
- Discretionary RAUM · $263M to $269MMar 30, 2022 to May 20, 2022
- Pooled vehicle RAUM · $263M to $269MMar 30, 2022 to May 20, 2022
- RAUM · $263M to $269MMar 30, 2022 to May 20, 2022
- Advisory employees · 7 to 8Jul 7, 2021 to Mar 30, 2022
- Discretionary RAUM · $198M to $263MJul 7, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $198M to $263MJul 7, 2021 to Mar 30, 2022
- RAUM · $198M to $263MJul 7, 2021 to Mar 30, 2022
- Private funds · 22 to 11Jun 30, 2021 to Jul 7, 2021
Signals
1 dated events
- C••••••• C••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C••••••• C••••••• L•• · Private Equityshared crd · organization
- C••••••• C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/corridor-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-442-7000reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026