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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | May 4, 2020 | n/a | yes | PLYMOUTH, MN|ATLANTA, GA | Current employment |
| JOYN ADVISORS, INC. | Former SEC adviser | Mar 27, 2018 | Apr 30, 2020 | no | ATLANTA, GA | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 21, 2018 | Jun 11, 2018 | no | ATLANTA, GA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 19, 2015 | Mar 15, 2018 | no | CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JOYN ADVISORS, INC. | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Apr 30, 2020 | May 4, 2020 | 4 | Firm change | RIA to ibd |
| SECURIAN FINANCIAL SERVICES, INC. | JOYN ADVISORS, INC. | Jun 11, 2018 | Mar 27, 2018 | -76 | Firm change after gap | Ibd to RIA |
| UBS FINANCIAL SERVICES INC. | SECURIAN FINANCIAL SERVICES, INC. | Mar 15, 2018 | Mar 21, 2018 | 6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106725:116407:GA:2020-04-30 | Apr 30, 2020 | May 4, 2020 | ATLANTA, GA | Firm change |