DFX Intelligence

C••••• L•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

C••••• L•••• S••••

Advisor at D••• H••• A•••••••• I•••

Tyler, TX | KINGWOOD, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 24, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••• H••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 5, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••• H••• A•••••••• I•••	Independent wealth	Oct 14, 2022	n/a	yes	Tyler, TX\|KINGWOOD, TX	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Apr 24, 2020	Oct 12, 2022	no	Longview, TX\|Tyler, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	D••• H••• A•••••••• I•••	Oct 12, 2022	Oct 14, 2022	2	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ D••• H••• A•••••••• I•••Registered adviserregistration: current employment
Oct 14, 2022 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 24, 2020 to Oct 12, 2022factForm ADV

Dated events

Order

Occurred
12 Oct 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 24, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.