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Advisor at LEVEL FOUR ADVISORY SERVICES
RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEVEL FOUR ADVISORY SERVICES | Bd affiliated wealth | Oct 14, 2022 | n/a | yes | RALEIGH, NC | Current employment |
| MID-ATLANTIC SECURITIES, INC. | Former SEC adviser | Jul 5, 2018 | Oct 31, 2022 | no | Chapel Hill, NC|RALEIGH, NC|RALEIGH, NC|RALEIGH, NC | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Nov 14, 2014 | Jul 5, 2018 | no | Chapel Hill, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 1994 | Nov 17, 2014 | no | RALEIGH, NC|RALEIGH, NC|CHAPEL HILL, NC|RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MID-ATLANTIC SECURITIES, INC. | LEVEL FOUR ADVISORY SERVICES | Oct 31, 2022 | Oct 14, 2022 | -17 | Firm change | RIA to ibd |
| RAYMOND JAMES & ASSOCIATES, INC. | MID-ATLANTIC SECURITIES, INC. | Jul 5, 2018 | Jul 5, 2018 | 0 | Firm change | Ibd to RIA |
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Nov 17, 2014 | Nov 14, 2014 | -3 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 18836:134086:NC:2022-10-31 | Oct 31, 2022 | Oct 14, 2022 | RALEIGH, NC | Firm change |