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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

LARRY LEE MOONS

Advisor at JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC

FLORHAM PARK, NJ

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Search this name across graphsid dfx:ria:f96d5564-74e6-da96-763b-d57e0308de5f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 12, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 6, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 6, 1984
First registration: Sep 12, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1029009

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC	Independent wealth	Sep 20, 2022	n/a	yes	FLORHAM PARK, NJ	Current employment
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Jan 3, 2007	Aug 25, 2022	no	MOBILE, AL\|BIRMINGHAM, AL\|MOBILE, AL	Previous registration
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	n/a	Sep 12, 2005	Nov 2, 2006	no	BIRMINGHAM, AL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 12, 2000	Sep 1, 2005	no	MOBILE, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCOURSE FINANCIAL GROUP ADVISORS	JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC	Aug 25, 2022	Sep 20, 2022	26	Firm change	Ibd to RIA
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	CONCOURSE FINANCIAL GROUP ADVISORS	Nov 2, 2006	Jan 3, 2007	62	Firm change	Other
UBS FINANCIAL SERVICES INC.	AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	Sep 1, 2005	Sep 12, 2005	11	Firm change	Other

Relationships

Registered with (4)

→ JEFFREY MATTHEWS WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 20, 2022 to presentfactForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2007 to Aug 25, 2022factForm ADV
→ AMSOUTH INVESTMENT MANAGEMENT COMPANY LLCRegistered adviserregistration: previous registration
Sep 12, 2005 to Nov 2, 2006factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 12, 2000 to Sep 1, 2005factForm ADV

Dated events

Occurred
Aug 25, 2022
Advisor changed firm
Larry Lee Moons left Concourse Financial Group Advisors for Jeffrey Matthews Wealth Management, Llc (registered 2022-09-20)
Form ADVobserved 6 days ago