DFX Intelligence

A•••••• M•••••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

A•••••• M•••••• R•••••••••

Advisor at L•• F•••••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:f96edf43-f556-e20b-6d81-1066f8618a56

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 14, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 18, 2025	n/a	yes	SAN DIEGO, CA\|SAN DIEGO, CA	Current employment
C••• F•••••••• S•••••••• L•••	Former SEC adviser	Dec 5, 2022	Oct 24, 2025	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	L•• F•••••••• L••	Oct 24, 2025	Aug 18, 2025	-67	Channel change	Ibd to ibd
C•••••• S••••• • C••• I•••	C••• F•••••••• S•••••••• L•••	Nov 30, 2022	Dec 5, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
42132:6413:CA:2025-10-24	Oct 24, 2025	Aug 18, 2025	SAN DIEGO, CA	Firm change after gap
7870:5393:CA:2022-10-05	Oct 14, 2022	Oct 6, 2022	SAN DIEGO, CA	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 14, 2017 to Jan 3, 2018factForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Dec 5, 2022 to Oct 24, 2025factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Oct 6, 2022 to Nov 30, 2022factForm ADV
→ T• A••••••••• I•••

Dated events

Occurred
Nov 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f96edf43-f556-e20b-6d81-1066f8618a56
First observed: Aug 14, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.