DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at KINGSWOOD WEALTH ADVISORS, LLC
SAN DIEGO, CA | Suffolk, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KINGSWOOD WEALTH ADVISORS, LLC | Bd affiliated wealth | Jan 26, 2022 | n/a | yes | Suffolk, VA|SAN DIEGO, CA | Current employment |
| BENCHMARK ADVISORY SERVICES, LLC | No RAUM reported | Oct 14, 2019 | Jan 25, 2022 | no | Onancock, VA|SAN DIEGO, CA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 2, 2015 | Nov 25, 2019 | no | Onancock, VA | Previous registration |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Apr 17, 2014 | Jun 30, 2015 | no | VIRGINIA BEACH, VA|HOUSTON, TX|NORFOLK, VA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 8, 2010 | Apr 28, 2014 | no | NORFOLK, VA|SAN DIEGO, CA|VIRGINIA BEACH, VA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 5, 2004 | Dec 8, 2010 | no | NORFOLK, VA|NORFOLK, VA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jun 21, 2002 | Aug 13, 2004 | no | NORFOLK, VA | Previous registration |
| WACHOVIA SECURITIES, INC. | n/a | Dec 9, 1997 | Jun 21, 2002 | no | VIRGINIA BEACH, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BENCHMARK ADVISORY SERVICES, LLC | KINGSWOOD WEALTH ADVISORS, LLC | Jan 25, 2022 | Jan 26, 2022 | 1 | Firm change | RIA to RIA |
| SECURITIES AMERICA ADVISORS, INC. | BENCHMARK ADVISORY SERVICES, LLC | Nov 25, 2019 | Oct 14, 2019 | -42 | Firm change after gap | Ibd to new firm |
| NEXT FINANCIAL GROUP, INC. | SECURITIES AMERICA ADVISORS, INC. | Jun 30, 2015 | Jul 2, 2015 | 2 | Firm change | Other |
| LPL FINANCIAL LLC | NEXT FINANCIAL GROUP, INC. | Apr 28, 2014 | Apr 17, 2014 | -11 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | Dec 8, 2010 | Dec 8, 2010 | 0 | Firm change | Other |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 13, 2004 | Aug 5, 2004 | -8 | Firm change | Wirehouse to wirehouse |
| WACHOVIA SECURITIES, INC. | WELLS FARGO ADVISORS | Jun 21, 2002 | Jun 21, 2002 | 0 | Bulk transfer | Other |