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Advisor at WELLS FARGO ADVISORS
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 15, 2018 | n/a | yes | CINCINNATI, OH | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Jun 15, 2018 | no | CINCINNATI, OH | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Jun 27, 2001 | Jan 1, 2008 | no | CINCINNATI, OH|ST. LOUIS, MO|CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Jun 15, 2018 | Jun 15, 2018 | 0 | Channel change | Wirehouse to wirehouse |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:OH:2018-06-15 | Jun 15, 2018 | Jun 15, 2018 | CINCINNATI, OH | Firm change |