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CRD 122451
HUNTSVILLE, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J•••••• H•••• S•••• | Certified Financial Planner | MADISON, AL | HUNTSVILLE, AL | 18 | 16 | n/a | no |
| P•••••• A••••• G••••• | Certified Financial Planner | MURFREESBORO, TN | HUNTSVILLE, AL | 12 | 15 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G•••••• P••••••• A• | FINANCIAL ADVISOR, OWNER | B | yes | 01/2024 | Mar 28, 2024 | Dec 23, 2024 |
| J••••••• C••••••• W••••• | CHIEF INVESTMENT OFFICER, OWNER | B | yes | 06/2017 | Jan 9, 2018 | Dec 23, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Brentwood | Tn | United States | 0 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $208M | $195M | 6.5% | $171M | 6.7% | 7 | 7 | 4 | 3 |
| no |
| C•••••• W••••• J•••••• | n/a | GLENCOE, AL | HUNTSVILLE, AL | 7 | 16 | n/a | no |
| DIRECTOR OF FINANCIAL PLANNING, VICE PRESIDENT |
| B |
| yes |
| 01/2021 |
| Mar 22, 2022 |
| Dec 23, 2024 |
| S••••• J••••••• H•••• | CHIEF COMPLIANCE OFFICER, PRESIDENT | B | yes | 01/2012 | Mar 26, 2012 | Dec 23, 2024 |
| C••••••••• J••••••• R••••• | RETIRED OWNER | B | no | 01/2010 | Mar 26, 2012 | Dec 23, 2024 |
| W•••• L••••• K••••• | RETIRED OWNER | B | no | 01/2002 | Mar 26, 2012 | Dec 23, 2024 |
| Mar 25, 2026 |
| $208M |
| $208M |
| 7 |
| 3 |
| 4 |
| n/a |
| n/a |
| 2024 | Mar 26, 2025 | $195M | $195M | 7 | 4 | 3 | n/a | n/a |
| 2023 | Mar 28, 2024 | $181M | $180M | 6 | 4 | 1 | n/a | n/a |
| 2022 | Mar 27, 2023 | $171M | $171M | 7 | 1 | 0 | n/a | n/a |
| 2021 | Mar 22, 2022 | $192M | $192M | 9 | 2 | 1 | n/a | n/a |
| 2020 | Mar 31, 2021 | $185M | $185M | 7 | 3 | 2 | n/a | n/a |
| 2019 | Apr 13, 2020 | $176M | $175M | 8 | 3 | 1 | n/a | n/a |
| 2018 | Mar 19, 2019 | $149M | $149M | 8 | 2 | 1 | n/a | n/a |
| 2017 | Mar 30, 2018 | $160M | $159M | 8 | 2 | 1 | n/a | n/a |
| 2016 | Mar 27, 2017 | $136M | $136M | 7 | 2 | n/a | n/a | n/a |
| 2015 | Mar 21, 2016 | $135M | $130M | 7 | 2 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $133M | $131M | 8 | 2 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $119M | $117M | 8 | 2 | n/a | n/a | n/a |
| 2012 | Mar 21, 2013 | $110M | $110M | 7 | 2 | n/a | n/a | n/a |
| 2011 | Mar 26, 2012 | $103M | $103M | n/a | n/a | n/a | n/a | n/a |