DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••••• F•••••••• A•••••••• I•••
Latest filing May 21, 2026
First filing on the tape Mar 26, 2012 · 34 filings
SEC status approved since Mar 31, 2005
RAUM
$208M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$207M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$69.4M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$208M as of May 21, 2026
Mar 26, 2012$103M then
HNW client RAUM$158M as of May 21, 2026
Mar 30, 2018$110M then
State-registered IARs (5.B.3)3 as of May 21, 2026
Mar 26, 20120 then
Employees (5.A)7 as of May 21, 2026
Mar 21, 20137 then
Private funds: no history
RAUM +6.5% over the last fiscal year+6.7% a year over threeIARs 4 to 3offices 3 to 4
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $69.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $336,303derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 0.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, publications, educational seminarsreportedItem 5.G
- Custody
- $32.9M, 47 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$158M76%
- Individuals$49.1M24%
- Charitable organizations$977,8730.5%
- Pension and profit-sharing plans$520,3160.2%
- Individual clients
- 112reported
- HNW clients
- 70reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 619reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $32.9M for 47 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• H•••• S••••Certified Financial Planner | Madison, Al | May 5, 2008 | 16 y | 0 |
| P•••••• A••••• G•••••Certified Financial Planner | Murfreesboro, Tn | Mar 6, 2014 | 15 y | 0 |
| C•••••• W••••• J•••••• | Glencoe, Al | Mar 21, 2019 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••••••• T•••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jan 3, 2022 · RIA to affiliated broker-dealer or bank
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••• P••••••• A• · Financial Advisor, Ownercontrolsince 01/2024 · owns 10% to 25%
- J••••••• C••••••• W••••• · Chief Investment Officer, Ownercontrolsince 06/2017 · owns 10% to 25%
- J••••• J••••••• W•••• · Director Of Financial Planning, Vice Presidentcontrolsince 01/2021 · owns 10% to 25%
- S••••• J••••••• H•••• · Chief Compliance Officer, Presidentcontrolsince 01/2012 · owns 10% to 25%
- C••••••••• J••••••• R••••• · Retired Ownersince 01/2010 · owns 10% to 25%
- W•••• L••••• K••••• · Retired Ownersince 01/2002 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Huntsville, Al · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
- Brentwood, TN
What changed
consecutive filings, newest first
- Accounts · 678 to 619Oct 29, 2025 to Mar 25, 2026
- HNW clients · 62 to 70Oct 29, 2025 to Mar 25, 2026
- Individual clients · 126 to 112Oct 29, 2025 to Mar 25, 2026
- Assets in custody · $61.3M to $32.9MOct 29, 2025 to Mar 25, 2026
- Employees · 6 to 7Oct 29, 2025 to Mar 25, 2026
- State-registered IARs · 4 to 3Oct 29, 2025 to Mar 25, 2026
- Discretionary RAUM · $195M to $208MOct 29, 2025 to Mar 25, 2026
- HNW RAUM · $138M to $158MOct 29, 2025 to Mar 25, 2026
- Individual RAUM · $56.2M to $49.1MOct 29, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $84,803 to $68,129Oct 29, 2025 to Mar 25, 2026
- RAUM · $195M to $208MOct 29, 2025 to Mar 25, 2026
- Other offices · 3 to 4Jul 24, 2025 to Oct 29, 2025
- Financial planning clients · 101-250 to 101-250May 22, 2025 to Jul 24, 2025
- Advisory employees · 4 to 3Mar 26, 2025 to May 22, 2025
- Employees · 7 to 6Mar 26, 2025 to May 22, 2025
- Accounts · 696 to 678Dec 23, 2024 to Mar 26, 2025
- HNW clients · 65 to 62Dec 23, 2024 to Mar 26, 2025
- Individual clients · 130 to 126Dec 23, 2024 to Mar 26, 2025
- Assets in custody · $25.6M to $61.3MDec 23, 2024 to Mar 26, 2025
- Employees · 6 to 7Dec 23, 2024 to Mar 26, 2025
- Discretionary RAUM · $180M to $195MDec 23, 2024 to Mar 26, 2025
- HNW RAUM · $127M to $138MDec 23, 2024 to Mar 26, 2025
- Individual RAUM · $53.4M to $56.2MDec 23, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $101,727 to $84,803Dec 23, 2024 to Mar 26, 2025
- Pension RAUM · unset to 520316.0Dec 23, 2024 to Mar 26, 2025
- RAUM · $181M to $195MDec 23, 2024 to Mar 26, 2025
- Assets in custody · $17.2M to $25.6MMar 28, 2024 to Dec 23, 2024
- Other offices · 1 to 3Mar 28, 2024 to Dec 23, 2024
- Other offices · 2 to 1Jul 19, 2023 to Mar 28, 2024
- Accounts · 722 to 696Jul 19, 2023 to Mar 28, 2024
- Advisory employees · 1 to 4Jul 19, 2023 to Mar 28, 2024
- Charity clients · 2.0 to unsetJul 19, 2023 to Mar 28, 2024
- HNW clients · 68 to 65Jul 19, 2023 to Mar 28, 2024
- Individual clients · 137 to 130Jul 19, 2023 to Mar 28, 2024
- Pension plan clients · 2.0 to unsetJul 19, 2023 to Mar 28, 2024
- Assets in custody · $15.7M to $17.2MJul 19, 2023 to Mar 28, 2024
- Custody of client assets · false to trueJul 19, 2023 to Mar 28, 2024
- Employees · 7 to 6Jul 19, 2023 to Mar 28, 2024
- Discretionary RAUM · $171M to $180MJul 19, 2023 to Mar 28, 2024
- HNW RAUM · $121M to $127MJul 19, 2023 to Mar 28, 2024
Signals
3 dated events
- A Phillip Gipner (Financial Advisor, Owner) appeared on Schedule A of L••••••• F•••••••• A•••••••• I•••Mar 28, 2024 · Control person joined · fact
- W•••• J•••••• J•••• (Director Of Financial Planning, Vice President) appeared on Schedule A of L••••••• F•••••••• A•••••••• I•••Mar 22, 2022 · Control person joined · fact
- J••••••• T•••• J•••• left L••••••• F•••••••• A•••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-01-31)Jan 3, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 256-534-1196reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 615-732-1989reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/longviewfareportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 256-534-1196reportedpublic record, Form ADV, May 21, 2026
- Contact form
- longviewfa.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- longviewfa.com/our-story/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $69.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026