DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• W•••••• I•••
FORT WAYNE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | FORT WAYNE, IN | Current employment |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Mar 1, 2019 | Jan 19, 2024 | no | FORT WAYNE, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••• F•••••••• S•••••••• I••• | O•••• W•••••• I••• | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| Q•••••• A•••• M••••••••• I••• | C•••••• F•••••••• A••••••• L•• | Mar 1, 2019 | Apr 17, 2007 |
| C•••••• F•••••••• A••••••• L•• | Independent wealth | Apr 17, 2007 | Aug 18, 2014 | no | FORT WAYNE, IN|FORT WAYNE, IN | Previous registration |
| Q•••••• A•••• M••••••••• I••• | Former SEC adviser | Jan 10, 2005 | Mar 1, 2019 | no | FORT WAYNE, IN|FORT WAYNE, IN | Previous registration |
| Q•••••• C•••••• C••••••••• | n/a | Oct 28, 2004 | Dec 31, 2005 | no | FORT WAYNE, IN|MINNEAPOLIS, MN | Previous registration |
| -4,336 |
| Firm change after gap |
| Other |
| C•••••• F•••••••• A••••••• L•• | W••••••• F•••••••• S•••••••• I••• | Aug 18, 2014 | Mar 1, 2019 | 1,656 | Firm change after gap | Other |
| Q•••••• C•••••• C••••••••• | Q•••••• A•••• M••••••••• I••• | Dec 31, 2005 | Jan 10, 2005 | -355 | Bulk transfer | Other |