DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Kevin Wietfeldt
Feed of 09/14/2026
At current firm
2 y
since Jan 19, 2024
In the industry
40 y
since Aug 20, 1986 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Jan 19, 2024 · Fort Wayne, In
- Woodbury Financial Services, Inc. formerMar 1, 2019 to Jan 19, 2024 · Fort Wayne, In
- Compass Financial Advisors LLC independent RIAApr 17, 2007 to Aug 18, 2014 · Fort Wayne, In
- Questar Asset Management, Inc. formerJan 10, 2005 to Mar 1, 2019 · Fort Wayne, In
- Questar Capital Corporation unclassifiedOct 28, 2004 to Dec 31, 2005 · Fort Wayne, In
Moves
a registration end followed by a registration begin elsewhere
- Woodbury Financial Services, Inc. to Osaic Wealth, Inc.left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- Questar Asset Management, Inc. to Compass Financial Advisors LLCleft Mar 1, 2019, registered Apr 17, 2007 (-4336 days) · Other
- Compass Financial Advisors LLC to Woodbury Financial Services, Inc.left Aug 18, 2014, registered Mar 1, 2019 (1656 days) · Other
- Questar Capital Corporation to Questar Asset Management, Inc.left Dec 31, 2005, registered Jan 10, 2005 (-355 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address