DFX Intelligence

R••••• S••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

R••••• S••• A••••••

Advisor at P••••••

MELVILLE, NY | SHELTON, CT

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Search this name across graphsid dfx:ria:f99b4f90-7025-8f4a-106a-18181d711c57

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 16, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 23, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••	Mixed wealth	Oct 6, 2022	n/a	yes	MELVILLE, NY\|SHELTON, CT	Current employment
B••••••• F•••••••• P••••••• L••	Former SEC adviser	May 20, 2015	Oct 7, 2022	no	HUNTINGTON STATION, NY\|NEEDHAM, MA\|West Sayville, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• F•••••••• P••••••• L••	P••••••	Oct 7, 2022	Oct 6, 2022	-1	Firm change	Other
G••••••• F•••••	B••••••• F•••••••• P••••••• L••	Apr 8, 2015	May 20, 2015

Relationships

Registered with (5)

→ P••••••Registered adviserregistration: current employment
Oct 6, 2022 to presentfactForm ADV
→ B••••••• F•••••••• P••••••• L••Registered adviserregistration: previous registration
May 20, 2015 to Oct 7, 2022factForm ADV
→ G••••••• F•••••Registered adviserregistration: previous registration
Apr 30, 2014 to Apr 8, 2015factForm ADV
→ U••• F•••••••• P••••••• S•••••••

Dated events

Occurred
Oct 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f99b4f90-7025-8f4a-106a-18181d711c57
First observed: Aug 16, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.