DFX Intelligence

Data Factory

K•••••• M•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

K•••••• M•••• P••••••

Advisor at I•••••• A••••••• L••

OAKMONT, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f99bfb23-6c93-0d17-8665-3732bb2dd4df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 12, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• A••••••• L••	Independent wealth	Nov 16, 2018	n/a	yes	OAKMONT, PA	Current employment
T•• C•••• F•••	Independent wealth	Jun 25, 2018	Oct 31, 2018	no	PITTSBURGH, PA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•• C•••• F•••	I•••••• A••••••• L••	Oct 31, 2018	Nov 16, 2018	16	F•••_CHANGE	RIA_TO_NEW_F•••
C•••• I••••••••• A•••••••• I•••	T•• C•••• F•••	Jun 26, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
116004:289145:PA:2018-06-26	Jun 26, 2018	Jun 25, 2018	PITTSBURGH, PA	F•••_CHANGE

Relationships

Registered with (5)

→ I•••••• A••••••• L••Registered adviserregistration: current employment
Nov 16, 2018 to presentfactForm ADV
→ T•• C•••• F•••Registered adviserregistration: previous registration
Jun 25, 2018 to Oct 31, 2018factForm ADV
→ C•••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 31, 2018 to Jun 26, 2018factForm ADV
→ T•••••••• A••••••• G••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f99bfb23-6c93-0d17-8665-3732bb2dd4df
First observed: Jan 4, 2007
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.