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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

SANTIAGO L COPELLO

Advisor at MORA CAPITAL MANAGEMENT, LLC

Boca Raton, FL | MIAMI, FL

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Search this name across graphsid dfx:ria:f9b3c127-a4ac-b757-9756-cb85a26e6cec

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 9, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORA CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 9, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 16, 1999
First registration: Feb 9, 1999
Dual registered: yes, broker-dealer
Other names: SANTIAGO L COPELLO
IAPD individual key: 3169072

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORA CAPITAL MANAGEMENT, LLC	Independent wealth	Jan 9, 2025	n/a	yes	Boca Raton, FL\|MIAMI, FL	Current employment
INSIGNEO ADVISORY SERVICES, LLC	Mixed wealth	Jan 4, 2019	Nov 30, 2020	no	MIAMI, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 3, 2003	Feb 19, 2009	no	CORAL GABLES, FL\|CORAL GABLES, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Aug 27, 2003	no	AVENTURA, FL	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Feb 9, 1999	Jul 1, 2003	no	AVENTURA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INSIGNEO ADVISORY SERVICES, LLC	MORA CAPITAL MANAGEMENT, LLC	Nov 30, 2020	Jan 9, 2025	1,501	Firm change after gap	RIA to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	INSIGNEO ADVISORY SERVICES, LLC	Feb 19, 2009	Jan 4, 2019	3,606	Firm change after gap	Wirehouse to ibd
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 27, 2003	Sep 3, 2003	7	Firm change	Wirehouse to wirehouse
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (5)

→ MORA CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 9, 2025 to presentfactForm ADV
→ INSIGNEO ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jan 4, 2019 to Nov 30, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 3, 2003 to Feb 19, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Aug 27, 2003factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Feb 9, 1999 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.