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K•••• C••••••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

K•••• C••••••••• G••••••

Advisor at L•••• F••• A••••••• S•••••••

ORMOND BEACH, FL

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Search this name across graphsid dfx:ria:f9b8f887-d969-50fe-be54-2c4172a48e78

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 22, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• F••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• F••• A••••••• S•••••••	Bd affiliated wealth	Nov 14, 2022	n/a	yes	ORMOND BEACH, FL	Current employment
C••••••• • C••• I•••	Former SEC adviser	Jun 16, 2005	Oct 20, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• • C••• I•••	L•••• F••• A••••••• S•••••••	Oct 20, 2022	Nov 14, 2022	25	Firm change	Ibd to ibd
G•••••••• F••••••••• I••	C••••••• • C••• I•••	Jun 17, 2005

Relationships

Registered with (5)

→ L•••• F••• A••••••• S•••••••Registered adviserregistration: current employment
Nov 14, 2022 to presentfactForm ADV
→ C••••••• • C••• I•••Registered adviserregistration: previous registration
Jun 16, 2005 to Oct 20, 2022factForm ADV
→ G•••••••• F••••••••• I••Registered adviserregistration: previous registration
Jun 6, 2003 to Jun 17, 2005factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration

Dated events

Occurred
Oct 20, 2022
Advisor changed firm
K•••• C••••••••• G•••••• left C••••••• • C••• I••• for L•••• F••• A••••••• S••••••• (registered 2022-11-14)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9b8f887-d969-50fe-be54-2c4172a48e78
First observed: Sep 22, 2000
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.