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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

DAVID LAWRENCE COULTER

Advisor at LPL FINANCIAL LLC

BREMERTON, WA

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Search this name across graphsid dfx:ria:f9bb1183-9c92-3a68-2a20-c10e80b9bb17

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 30, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 30, 1998
First registration: Mar 21, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 2587409

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 16, 2024	n/a	yes	BREMERTON, WA	Current employment
OSAIC FS, INC.	Former SEC adviser	Jul 13, 2017	May 16, 2024	no	BREMERTON, WA\|BREMERTON, WA\|GREENSBORO, NC	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Oct 11, 2016	Jun 26, 2017	no	Port Townsend, WA\|Bellingham, WA\|Silverdale, WA\|SEQUIM, WA\|Port Angeles, WA	Previous registration
Spc	Bd affiliated wealth	Jun 21, 2005	Oct 3, 2016	no	BREMERTON, WA\|ANN ARBOR, MI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 21, 2000	Jun 8, 2005	no	BAINBRIDGE ISLAND, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FS, INC.	LPL FINANCIAL LLC	May 16, 2024	May 16, 2024	0	Bulk transfer	Ibd to ibd
OSAIC INSTITUTIONS, INC.	OSAIC FS, INC.	Jun 26, 2017	Jul 13, 2017	17	Firm change	Other
Spc	OSAIC INSTITUTIONS, INC.	Oct 3, 2016	Oct 11, 2016	8	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Spc	Jun 8, 2005	Jun 21, 2005	13	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 16, 2024 to presentfactForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Jul 13, 2017 to May 16, 2024factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Oct 11, 2016 to Jun 26, 2017factForm ADV
→ SPCRegistered adviserregistration: previous registration
Jun 21, 2005 to Oct 3, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 21, 2000 to Jun 8, 2005factForm ADV

Dated events

No dated event names this entity yet.