K••• S••••••••

Advisor at S••••••••• F•••••••• G••••

SAN RAFAEL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f9bf414f-3d42-cf3a-c0b1-1cd0a3e7a872

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• F•••••••• G••••	Independent wealth	Mar 2, 2026	n/a	yes	SAN RAFAEL, CA	Current employment
E•••••••• A•••••••• L••	National bd RIA	Jan 25, 2018	Mar 4, 2026	no	Boston, MA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN RAFAEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	S••••••••• F•••••••• G••••	Mar 4, 2026	Mar 2, 2026	-2	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
6627:340200:CA:2026-03-03	Mar 4, 2026	Mar 2, 2026	SAN RAFAEL, CA	Firm change

Relationships

Registered with (2)

→ S••••••••• F•••••••• G••••Registered adviserregistration: current employment
Mar 2, 2026 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 25, 2018 to Mar 4, 2026factForm ADV

Dated events

Occurred
Mar 4, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9bf414f-3d42-cf3a-c0b1-1cd0a3e7a872
First observed: Jan 25, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.