DFX Intelligence

D••••••• N••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)24 years in industry

D••••••• N••••• S•••••

Advisor at I•••••• A•••••••• I•••

New York, NY

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Search this name across graphsid dfx:ria:f9c14f03-fd48-edc5-a745-eea5cdc8eaf9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• A•••••••• I•••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Mar 21, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• A•••••••• I•••	Asset manager	Jun 16, 2014	n/a	yes	New York, NY	Current employment
U•• A•••• M••••••••• ••••••••• L••	Mixed wealth	Nov 5, 2010	May 28, 2014	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• A•••• M••••••••• ••••••••• L••	I•••••• A•••••••• I•••	May 28, 2014	Jun 16, 2014	19	Firm change	Other
U•• A•••• M••••••••• ••• I•••	U•• A•••• M••••••••• ••••••••• L••	Oct 6, 2010	Nov 5, 2010

Relationships

Registered with (3)

→ I•••••• A•••••••• I•••Registered adviserregistration: current employment
Jun 16, 2014 to presentfactForm ADV
→ U•• A•••• M••••••••• ••••••••• L••Registered adviserregistration: previous registration
Nov 5, 2010 to May 28, 2014factForm ADV
→ U•• A•••• M••••••••• ••• I•••Registered adviserregistration: previous registration
Sep 17, 2007 to Oct 6, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9c14f03-fd48-edc5-a745-eea5cdc8eaf9
First observed: Sep 17, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.