DFX Intelligence

A•••••••• A•••••• A•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

A•••••••• A•••••• A•••••• C•••••••

Advisor at M••••• S••••••

Fort Lauderdale, FL

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Search this name across graphsid dfx:ria:f9c67858-87d5-2379-13b0-9b58465a4b38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 1, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Mar 18, 2022	n/a	yes	Fort Lauderdale, FL	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Sep 25, 2017	Mar 29, 2022	no	FT. LAUDERDALE, FL\|FT. LAUDERDALE, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	M••••• S••••••	Mar 29, 2022	Mar 18, 2022	-11	Firm change	Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	U•• F•••••••• S••••••• I•••	Sep 18, 2017	Sep 25, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:149777:FL:2022-03-29	Mar 29, 2022	Mar 18, 2022	FT LAUDERDALE, FL	Firm change

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Mar 18, 2022 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 25, 2017 to Mar 29, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 1, 2016 to Sep 18, 2017factForm ADV

Dated events

Occurred
Mar 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9c67858-87d5-2379-13b0-9b58465a4b38
First observed: Nov 1, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.