DFX Intelligence

F•••••••• D••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

F•••••••• D••••••••

THE F•••••••• D•••••••• GROUP,INC., CRD 125383

ATLANTA, GA

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Search this name across graphsid dfx:ria:f9d1eed1-5e24-fcd7-1f3e-8e03afa870d9

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Mar 7, 2012 to Mar 13, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $118M••• Locked
Discretionary RAUM: $118M
Private client RAUM: $118Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $39.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• S••••• H••••	Certified Financial Planner\|Chartered Financial Analyst	ATLANTA, GA	1	16	1	no
G••••• D•••••••• C••••••	Certified Financial Planner\|Personal Financial Specialist	Atlanta, GA	1	16

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• G•••••• D••••••••	President	D	yes	07/2012	Mar 24, 2024	May 24, 2024
H••••• J•••• S•••••	CHIEF COMPLIANCE OFFICER	D	yes	01/2010	Mar 7, 2012	May 24, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 13, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$118M	$106M	12.1%	n/a	n/a	3	3	0	0

Relationships

Registered with (3)

← J••• S••••• H••••Advisorregistration: previous registration
Jun 3, 2011 to Jun 3, 2024factForm ADV
← G••••• D•••••••• C••••••Advisorregistration: previous registration
Jun 3, 2011 to Jun 3, 2024factForm ADV
← N••••• L•••••••• W•••••Advisorregistration: previous registration
Jul 30, 2012 to Jun 3, 2024factForm ADV

Controls (2)

Dated events

Occurred
Mar 24, 2024
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 24, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 24, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9d1eed1-5e24-fcd7-1f3e-8e03afa870d9
First observed: Mar 7, 2012
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.